src/HOL/Zorn.thy
 author blanchet Thu Jan 16 16:33:19 2014 +0100 (2014-01-16) changeset 55018 2a526bd279ed parent 54552 src/HOL/Library/Zorn.thy@5d57cbec0f0f child 55811 aa1acc25126b permissions -rw-r--r--
moved 'Zorn' into 'Main', since it's a BNF dependency
```     1 (*  Title:      HOL/Zorn.thy
```
```     2     Author:     Jacques D. Fleuriot
```
```     3     Author:     Tobias Nipkow, TUM
```
```     4     Author:     Christian Sternagel, JAIST
```
```     5
```
```     6 Zorn's Lemma (ported from Larry Paulson's Zorn.thy in ZF).
```
```     7 The well-ordering theorem.
```
```     8 *)
```
```     9
```
```    10 header {* Zorn's Lemma *}
```
```    11
```
```    12 theory Zorn
```
```    13 imports Order_Relation Hilbert_Choice
```
```    14 begin
```
```    15
```
```    16 subsection {* Zorn's Lemma for the Subset Relation *}
```
```    17
```
```    18 subsubsection {* Results that do not require an order *}
```
```    19
```
```    20 text {*Let @{text P} be a binary predicate on the set @{text A}.*}
```
```    21 locale pred_on =
```
```    22   fixes A :: "'a set"
```
```    23     and P :: "'a \<Rightarrow> 'a \<Rightarrow> bool" (infix "\<sqsubset>" 50)
```
```    24 begin
```
```    25
```
```    26 abbreviation Peq :: "'a \<Rightarrow> 'a \<Rightarrow> bool" (infix "\<sqsubseteq>" 50) where
```
```    27   "x \<sqsubseteq> y \<equiv> P\<^sup>=\<^sup>= x y"
```
```    28
```
```    29 text {*A chain is a totally ordered subset of @{term A}.*}
```
```    30 definition chain :: "'a set \<Rightarrow> bool" where
```
```    31   "chain C \<longleftrightarrow> C \<subseteq> A \<and> (\<forall>x\<in>C. \<forall>y\<in>C. x \<sqsubseteq> y \<or> y \<sqsubseteq> x)"
```
```    32
```
```    33 text {*We call a chain that is a proper superset of some set @{term X},
```
```    34 but not necessarily a chain itself, a superchain of @{term X}.*}
```
```    35 abbreviation superchain :: "'a set \<Rightarrow> 'a set \<Rightarrow> bool" (infix "<c" 50) where
```
```    36   "X <c C \<equiv> chain C \<and> X \<subset> C"
```
```    37
```
```    38 text {*A maximal chain is a chain that does not have a superchain.*}
```
```    39 definition maxchain :: "'a set \<Rightarrow> bool" where
```
```    40   "maxchain C \<longleftrightarrow> chain C \<and> \<not> (\<exists>S. C <c S)"
```
```    41
```
```    42 text {*We define the successor of a set to be an arbitrary
```
```    43 superchain, if such exists, or the set itself, otherwise.*}
```
```    44 definition suc :: "'a set \<Rightarrow> 'a set" where
```
```    45   "suc C = (if \<not> chain C \<or> maxchain C then C else (SOME D. C <c D))"
```
```    46
```
```    47 lemma chainI [Pure.intro?]:
```
```    48   "\<lbrakk>C \<subseteq> A; \<And>x y. \<lbrakk>x \<in> C; y \<in> C\<rbrakk> \<Longrightarrow> x \<sqsubseteq> y \<or> y \<sqsubseteq> x\<rbrakk> \<Longrightarrow> chain C"
```
```    49   unfolding chain_def by blast
```
```    50
```
```    51 lemma chain_total:
```
```    52   "chain C \<Longrightarrow> x \<in> C \<Longrightarrow> y \<in> C \<Longrightarrow> x \<sqsubseteq> y \<or> y \<sqsubseteq> x"
```
```    53   by (simp add: chain_def)
```
```    54
```
```    55 lemma not_chain_suc [simp]: "\<not> chain X \<Longrightarrow> suc X = X"
```
```    56   by (simp add: suc_def)
```
```    57
```
```    58 lemma maxchain_suc [simp]: "maxchain X \<Longrightarrow> suc X = X"
```
```    59   by (simp add: suc_def)
```
```    60
```
```    61 lemma suc_subset: "X \<subseteq> suc X"
```
```    62   by (auto simp: suc_def maxchain_def intro: someI2)
```
```    63
```
```    64 lemma chain_empty [simp]: "chain {}"
```
```    65   by (auto simp: chain_def)
```
```    66
```
```    67 lemma not_maxchain_Some:
```
```    68   "chain C \<Longrightarrow> \<not> maxchain C \<Longrightarrow> C <c (SOME D. C <c D)"
```
```    69   by (rule someI_ex) (auto simp: maxchain_def)
```
```    70
```
```    71 lemma suc_not_equals:
```
```    72   "chain C \<Longrightarrow> \<not> maxchain C \<Longrightarrow> suc C \<noteq> C"
```
```    73   by (auto simp: suc_def) (metis (no_types) less_irrefl not_maxchain_Some)
```
```    74
```
```    75 lemma subset_suc:
```
```    76   assumes "X \<subseteq> Y" shows "X \<subseteq> suc Y"
```
```    77   using assms by (rule subset_trans) (rule suc_subset)
```
```    78
```
```    79 text {*We build a set @{term \<C>} that is closed under applications
```
```    80 of @{term suc} and contains the union of all its subsets.*}
```
```    81 inductive_set suc_Union_closed ("\<C>") where
```
```    82   suc: "X \<in> \<C> \<Longrightarrow> suc X \<in> \<C>" |
```
```    83   Union [unfolded Pow_iff]: "X \<in> Pow \<C> \<Longrightarrow> \<Union>X \<in> \<C>"
```
```    84
```
```    85 text {*Since the empty set as well as the set itself is a subset of
```
```    86 every set, @{term \<C>} contains at least @{term "{} \<in> \<C>"} and
```
```    87 @{term "\<Union>\<C> \<in> \<C>"}.*}
```
```    88 lemma
```
```    89   suc_Union_closed_empty: "{} \<in> \<C>" and
```
```    90   suc_Union_closed_Union: "\<Union>\<C> \<in> \<C>"
```
```    91   using Union [of "{}"] and Union [of "\<C>"] by simp+
```
```    92 text {*Thus closure under @{term suc} will hit a maximal chain
```
```    93 eventually, as is shown below.*}
```
```    94
```
```    95 lemma suc_Union_closed_induct [consumes 1, case_names suc Union,
```
```    96   induct pred: suc_Union_closed]:
```
```    97   assumes "X \<in> \<C>"
```
```    98     and "\<And>X. \<lbrakk>X \<in> \<C>; Q X\<rbrakk> \<Longrightarrow> Q (suc X)"
```
```    99     and "\<And>X. \<lbrakk>X \<subseteq> \<C>; \<forall>x\<in>X. Q x\<rbrakk> \<Longrightarrow> Q (\<Union>X)"
```
```   100   shows "Q X"
```
```   101   using assms by (induct) blast+
```
```   102
```
```   103 lemma suc_Union_closed_cases [consumes 1, case_names suc Union,
```
```   104   cases pred: suc_Union_closed]:
```
```   105   assumes "X \<in> \<C>"
```
```   106     and "\<And>Y. \<lbrakk>X = suc Y; Y \<in> \<C>\<rbrakk> \<Longrightarrow> Q"
```
```   107     and "\<And>Y. \<lbrakk>X = \<Union>Y; Y \<subseteq> \<C>\<rbrakk> \<Longrightarrow> Q"
```
```   108   shows "Q"
```
```   109   using assms by (cases) simp+
```
```   110
```
```   111 text {*On chains, @{term suc} yields a chain.*}
```
```   112 lemma chain_suc:
```
```   113   assumes "chain X" shows "chain (suc X)"
```
```   114   using assms
```
```   115   by (cases "\<not> chain X \<or> maxchain X")
```
```   116      (force simp: suc_def dest: not_maxchain_Some)+
```
```   117
```
```   118 lemma chain_sucD:
```
```   119   assumes "chain X" shows "suc X \<subseteq> A \<and> chain (suc X)"
```
```   120 proof -
```
```   121   from `chain X` have *: "chain (suc X)" by (rule chain_suc)
```
```   122   then have "suc X \<subseteq> A" unfolding chain_def by blast
```
```   123   with * show ?thesis by blast
```
```   124 qed
```
```   125
```
```   126 lemma suc_Union_closed_total':
```
```   127   assumes "X \<in> \<C>" and "Y \<in> \<C>"
```
```   128     and *: "\<And>Z. Z \<in> \<C> \<Longrightarrow> Z \<subseteq> Y \<Longrightarrow> Z = Y \<or> suc Z \<subseteq> Y"
```
```   129   shows "X \<subseteq> Y \<or> suc Y \<subseteq> X"
```
```   130   using `X \<in> \<C>`
```
```   131 proof (induct)
```
```   132   case (suc X)
```
```   133   with * show ?case by (blast del: subsetI intro: subset_suc)
```
```   134 qed blast
```
```   135
```
```   136 lemma suc_Union_closed_subsetD:
```
```   137   assumes "Y \<subseteq> X" and "X \<in> \<C>" and "Y \<in> \<C>"
```
```   138   shows "X = Y \<or> suc Y \<subseteq> X"
```
```   139   using assms(2-, 1)
```
```   140 proof (induct arbitrary: Y)
```
```   141   case (suc X)
```
```   142   note * = `\<And>Y. \<lbrakk>Y \<in> \<C>; Y \<subseteq> X\<rbrakk> \<Longrightarrow> X = Y \<or> suc Y \<subseteq> X`
```
```   143   with suc_Union_closed_total' [OF `Y \<in> \<C>` `X \<in> \<C>`]
```
```   144     have "Y \<subseteq> X \<or> suc X \<subseteq> Y" by blast
```
```   145   then show ?case
```
```   146   proof
```
```   147     assume "Y \<subseteq> X"
```
```   148     with * and `Y \<in> \<C>` have "X = Y \<or> suc Y \<subseteq> X" by blast
```
```   149     then show ?thesis
```
```   150     proof
```
```   151       assume "X = Y" then show ?thesis by simp
```
```   152     next
```
```   153       assume "suc Y \<subseteq> X"
```
```   154       then have "suc Y \<subseteq> suc X" by (rule subset_suc)
```
```   155       then show ?thesis by simp
```
```   156     qed
```
```   157   next
```
```   158     assume "suc X \<subseteq> Y"
```
```   159     with `Y \<subseteq> suc X` show ?thesis by blast
```
```   160   qed
```
```   161 next
```
```   162   case (Union X)
```
```   163   show ?case
```
```   164   proof (rule ccontr)
```
```   165     assume "\<not> ?thesis"
```
```   166     with `Y \<subseteq> \<Union>X` obtain x y z
```
```   167     where "\<not> suc Y \<subseteq> \<Union>X"
```
```   168       and "x \<in> X" and "y \<in> x" and "y \<notin> Y"
```
```   169       and "z \<in> suc Y" and "\<forall>x\<in>X. z \<notin> x" by blast
```
```   170     with `X \<subseteq> \<C>` have "x \<in> \<C>" by blast
```
```   171     from Union and `x \<in> X`
```
```   172       have *: "\<And>y. \<lbrakk>y \<in> \<C>; y \<subseteq> x\<rbrakk> \<Longrightarrow> x = y \<or> suc y \<subseteq> x" by blast
```
```   173     with suc_Union_closed_total' [OF `Y \<in> \<C>` `x \<in> \<C>`]
```
```   174       have "Y \<subseteq> x \<or> suc x \<subseteq> Y" by blast
```
```   175     then show False
```
```   176     proof
```
```   177       assume "Y \<subseteq> x"
```
```   178       with * [OF `Y \<in> \<C>`] have "x = Y \<or> suc Y \<subseteq> x" by blast
```
```   179       then show False
```
```   180       proof
```
```   181         assume "x = Y" with `y \<in> x` and `y \<notin> Y` show False by blast
```
```   182       next
```
```   183         assume "suc Y \<subseteq> x"
```
```   184         with `x \<in> X` have "suc Y \<subseteq> \<Union>X" by blast
```
```   185         with `\<not> suc Y \<subseteq> \<Union>X` show False by contradiction
```
```   186       qed
```
```   187     next
```
```   188       assume "suc x \<subseteq> Y"
```
```   189       moreover from suc_subset and `y \<in> x` have "y \<in> suc x" by blast
```
```   190       ultimately show False using `y \<notin> Y` by blast
```
```   191     qed
```
```   192   qed
```
```   193 qed
```
```   194
```
```   195 text {*The elements of @{term \<C>} are totally ordered by the subset relation.*}
```
```   196 lemma suc_Union_closed_total:
```
```   197   assumes "X \<in> \<C>" and "Y \<in> \<C>"
```
```   198   shows "X \<subseteq> Y \<or> Y \<subseteq> X"
```
```   199 proof (cases "\<forall>Z\<in>\<C>. Z \<subseteq> Y \<longrightarrow> Z = Y \<or> suc Z \<subseteq> Y")
```
```   200   case True
```
```   201   with suc_Union_closed_total' [OF assms]
```
```   202     have "X \<subseteq> Y \<or> suc Y \<subseteq> X" by blast
```
```   203   then show ?thesis using suc_subset [of Y] by blast
```
```   204 next
```
```   205   case False
```
```   206   then obtain Z
```
```   207     where "Z \<in> \<C>" and "Z \<subseteq> Y" and "Z \<noteq> Y" and "\<not> suc Z \<subseteq> Y" by blast
```
```   208   with suc_Union_closed_subsetD and `Y \<in> \<C>` show ?thesis by blast
```
```   209 qed
```
```   210
```
```   211 text {*Once we hit a fixed point w.r.t. @{term suc}, all other elements
```
```   212 of @{term \<C>} are subsets of this fixed point.*}
```
```   213 lemma suc_Union_closed_suc:
```
```   214   assumes "X \<in> \<C>" and "Y \<in> \<C>" and "suc Y = Y"
```
```   215   shows "X \<subseteq> Y"
```
```   216 using `X \<in> \<C>`
```
```   217 proof (induct)
```
```   218   case (suc X)
```
```   219   with `Y \<in> \<C>` and suc_Union_closed_subsetD
```
```   220     have "X = Y \<or> suc X \<subseteq> Y" by blast
```
```   221   then show ?case by (auto simp: `suc Y = Y`)
```
```   222 qed blast
```
```   223
```
```   224 lemma eq_suc_Union:
```
```   225   assumes "X \<in> \<C>"
```
```   226   shows "suc X = X \<longleftrightarrow> X = \<Union>\<C>"
```
```   227 proof
```
```   228   assume "suc X = X"
```
```   229   with suc_Union_closed_suc [OF suc_Union_closed_Union `X \<in> \<C>`]
```
```   230     have "\<Union>\<C> \<subseteq> X" .
```
```   231   with `X \<in> \<C>` show "X = \<Union>\<C>" by blast
```
```   232 next
```
```   233   from `X \<in> \<C>` have "suc X \<in> \<C>" by (rule suc)
```
```   234   then have "suc X \<subseteq> \<Union>\<C>" by blast
```
```   235   moreover assume "X = \<Union>\<C>"
```
```   236   ultimately have "suc X \<subseteq> X" by simp
```
```   237   moreover have "X \<subseteq> suc X" by (rule suc_subset)
```
```   238   ultimately show "suc X = X" ..
```
```   239 qed
```
```   240
```
```   241 lemma suc_in_carrier:
```
```   242   assumes "X \<subseteq> A"
```
```   243   shows "suc X \<subseteq> A"
```
```   244   using assms
```
```   245   by (cases "\<not> chain X \<or> maxchain X")
```
```   246      (auto dest: chain_sucD)
```
```   247
```
```   248 lemma suc_Union_closed_in_carrier:
```
```   249   assumes "X \<in> \<C>"
```
```   250   shows "X \<subseteq> A"
```
```   251   using assms
```
```   252   by (induct) (auto dest: suc_in_carrier)
```
```   253
```
```   254 text {*All elements of @{term \<C>} are chains.*}
```
```   255 lemma suc_Union_closed_chain:
```
```   256   assumes "X \<in> \<C>"
```
```   257   shows "chain X"
```
```   258 using assms
```
```   259 proof (induct)
```
```   260   case (suc X) then show ?case by (simp add: suc_def) (metis (no_types) not_maxchain_Some)
```
```   261 next
```
```   262   case (Union X)
```
```   263   then have "\<Union>X \<subseteq> A" by (auto dest: suc_Union_closed_in_carrier)
```
```   264   moreover have "\<forall>x\<in>\<Union>X. \<forall>y\<in>\<Union>X. x \<sqsubseteq> y \<or> y \<sqsubseteq> x"
```
```   265   proof (intro ballI)
```
```   266     fix x y
```
```   267     assume "x \<in> \<Union>X" and "y \<in> \<Union>X"
```
```   268     then obtain u v where "x \<in> u" and "u \<in> X" and "y \<in> v" and "v \<in> X" by blast
```
```   269     with Union have "u \<in> \<C>" and "v \<in> \<C>" and "chain u" and "chain v" by blast+
```
```   270     with suc_Union_closed_total have "u \<subseteq> v \<or> v \<subseteq> u" by blast
```
```   271     then show "x \<sqsubseteq> y \<or> y \<sqsubseteq> x"
```
```   272     proof
```
```   273       assume "u \<subseteq> v"
```
```   274       from `chain v` show ?thesis
```
```   275       proof (rule chain_total)
```
```   276         show "y \<in> v" by fact
```
```   277         show "x \<in> v" using `u \<subseteq> v` and `x \<in> u` by blast
```
```   278       qed
```
```   279     next
```
```   280       assume "v \<subseteq> u"
```
```   281       from `chain u` show ?thesis
```
```   282       proof (rule chain_total)
```
```   283         show "x \<in> u" by fact
```
```   284         show "y \<in> u" using `v \<subseteq> u` and `y \<in> v` by blast
```
```   285       qed
```
```   286     qed
```
```   287   qed
```
```   288   ultimately show ?case unfolding chain_def ..
```
```   289 qed
```
```   290
```
```   291 subsubsection {* Hausdorff's Maximum Principle *}
```
```   292
```
```   293 text {*There exists a maximal totally ordered subset of @{term A}. (Note that we do not
```
```   294 require @{term A} to be partially ordered.)*}
```
```   295
```
```   296 theorem Hausdorff: "\<exists>C. maxchain C"
```
```   297 proof -
```
```   298   let ?M = "\<Union>\<C>"
```
```   299   have "maxchain ?M"
```
```   300   proof (rule ccontr)
```
```   301     assume "\<not> maxchain ?M"
```
```   302     then have "suc ?M \<noteq> ?M"
```
```   303       using suc_not_equals and
```
```   304       suc_Union_closed_chain [OF suc_Union_closed_Union] by simp
```
```   305     moreover have "suc ?M = ?M"
```
```   306       using eq_suc_Union [OF suc_Union_closed_Union] by simp
```
```   307     ultimately show False by contradiction
```
```   308   qed
```
```   309   then show ?thesis by blast
```
```   310 qed
```
```   311
```
```   312 text {*Make notation @{term \<C>} available again.*}
```
```   313 no_notation suc_Union_closed ("\<C>")
```
```   314
```
```   315 lemma chain_extend:
```
```   316   "chain C \<Longrightarrow> z \<in> A \<Longrightarrow> \<forall>x\<in>C. x \<sqsubseteq> z \<Longrightarrow> chain ({z} \<union> C)"
```
```   317   unfolding chain_def by blast
```
```   318
```
```   319 lemma maxchain_imp_chain:
```
```   320   "maxchain C \<Longrightarrow> chain C"
```
```   321   by (simp add: maxchain_def)
```
```   322
```
```   323 end
```
```   324
```
```   325 text {*Hide constant @{const pred_on.suc_Union_closed}, which was just needed
```
```   326 for the proof of Hausforff's maximum principle.*}
```
```   327 hide_const pred_on.suc_Union_closed
```
```   328
```
```   329 lemma chain_mono:
```
```   330   assumes "\<And>x y. \<lbrakk>x \<in> A; y \<in> A; P x y\<rbrakk> \<Longrightarrow> Q x y"
```
```   331     and "pred_on.chain A P C"
```
```   332   shows "pred_on.chain A Q C"
```
```   333   using assms unfolding pred_on.chain_def by blast
```
```   334
```
```   335 subsubsection {* Results for the proper subset relation *}
```
```   336
```
```   337 interpretation subset: pred_on "A" "op \<subset>" for A .
```
```   338
```
```   339 lemma subset_maxchain_max:
```
```   340   assumes "subset.maxchain A C" and "X \<in> A" and "\<Union>C \<subseteq> X"
```
```   341   shows "\<Union>C = X"
```
```   342 proof (rule ccontr)
```
```   343   let ?C = "{X} \<union> C"
```
```   344   from `subset.maxchain A C` have "subset.chain A C"
```
```   345     and *: "\<And>S. subset.chain A S \<Longrightarrow> \<not> C \<subset> S"
```
```   346     by (auto simp: subset.maxchain_def)
```
```   347   moreover have "\<forall>x\<in>C. x \<subseteq> X" using `\<Union>C \<subseteq> X` by auto
```
```   348   ultimately have "subset.chain A ?C"
```
```   349     using subset.chain_extend [of A C X] and `X \<in> A` by auto
```
```   350   moreover assume **: "\<Union>C \<noteq> X"
```
```   351   moreover from ** have "C \<subset> ?C" using `\<Union>C \<subseteq> X` by auto
```
```   352   ultimately show False using * by blast
```
```   353 qed
```
```   354
```
```   355 subsubsection {* Zorn's lemma *}
```
```   356
```
```   357 text {*If every chain has an upper bound, then there is a maximal set.*}
```
```   358 lemma subset_Zorn:
```
```   359   assumes "\<And>C. subset.chain A C \<Longrightarrow> \<exists>U\<in>A. \<forall>X\<in>C. X \<subseteq> U"
```
```   360   shows "\<exists>M\<in>A. \<forall>X\<in>A. M \<subseteq> X \<longrightarrow> X = M"
```
```   361 proof -
```
```   362   from subset.Hausdorff [of A] obtain M where "subset.maxchain A M" ..
```
```   363   then have "subset.chain A M" by (rule subset.maxchain_imp_chain)
```
```   364   with assms obtain Y where "Y \<in> A" and "\<forall>X\<in>M. X \<subseteq> Y" by blast
```
```   365   moreover have "\<forall>X\<in>A. Y \<subseteq> X \<longrightarrow> Y = X"
```
```   366   proof (intro ballI impI)
```
```   367     fix X
```
```   368     assume "X \<in> A" and "Y \<subseteq> X"
```
```   369     show "Y = X"
```
```   370     proof (rule ccontr)
```
```   371       assume "Y \<noteq> X"
```
```   372       with `Y \<subseteq> X` have "\<not> X \<subseteq> Y" by blast
```
```   373       from subset.chain_extend [OF `subset.chain A M` `X \<in> A`] and `\<forall>X\<in>M. X \<subseteq> Y`
```
```   374         have "subset.chain A ({X} \<union> M)" using `Y \<subseteq> X` by auto
```
```   375       moreover have "M \<subset> {X} \<union> M" using `\<forall>X\<in>M. X \<subseteq> Y` and `\<not> X \<subseteq> Y` by auto
```
```   376       ultimately show False
```
```   377         using `subset.maxchain A M` by (auto simp: subset.maxchain_def)
```
```   378     qed
```
```   379   qed
```
```   380   ultimately show ?thesis by metis
```
```   381 qed
```
```   382
```
```   383 text{*Alternative version of Zorn's lemma for the subset relation.*}
```
```   384 lemma subset_Zorn':
```
```   385   assumes "\<And>C. subset.chain A C \<Longrightarrow> \<Union>C \<in> A"
```
```   386   shows "\<exists>M\<in>A. \<forall>X\<in>A. M \<subseteq> X \<longrightarrow> X = M"
```
```   387 proof -
```
```   388   from subset.Hausdorff [of A] obtain M where "subset.maxchain A M" ..
```
```   389   then have "subset.chain A M" by (rule subset.maxchain_imp_chain)
```
```   390   with assms have "\<Union>M \<in> A" .
```
```   391   moreover have "\<forall>Z\<in>A. \<Union>M \<subseteq> Z \<longrightarrow> \<Union>M = Z"
```
```   392   proof (intro ballI impI)
```
```   393     fix Z
```
```   394     assume "Z \<in> A" and "\<Union>M \<subseteq> Z"
```
```   395     with subset_maxchain_max [OF `subset.maxchain A M`]
```
```   396       show "\<Union>M = Z" .
```
```   397   qed
```
```   398   ultimately show ?thesis by blast
```
```   399 qed
```
```   400
```
```   401
```
```   402 subsection {* Zorn's Lemma for Partial Orders *}
```
```   403
```
```   404 text {*Relate old to new definitions.*}
```
```   405
```
```   406 (* Define globally? In Set.thy? *)
```
```   407 definition chain_subset :: "'a set set \<Rightarrow> bool" ("chain\<^sub>\<subseteq>") where
```
```   408   "chain\<^sub>\<subseteq> C \<longleftrightarrow> (\<forall>A\<in>C. \<forall>B\<in>C. A \<subseteq> B \<or> B \<subseteq> A)"
```
```   409
```
```   410 definition chains :: "'a set set \<Rightarrow> 'a set set set" where
```
```   411   "chains A = {C. C \<subseteq> A \<and> chain\<^sub>\<subseteq> C}"
```
```   412
```
```   413 (* Define globally? In Relation.thy? *)
```
```   414 definition Chains :: "('a \<times> 'a) set \<Rightarrow> 'a set set" where
```
```   415   "Chains r = {C. \<forall>a\<in>C. \<forall>b\<in>C. (a, b) \<in> r \<or> (b, a) \<in> r}"
```
```   416
```
```   417 lemma chains_extend:
```
```   418   "[| c \<in> chains S; z \<in> S; \<forall>x \<in> c. x \<subseteq> (z:: 'a set) |] ==> {z} Un c \<in> chains S"
```
```   419   by (unfold chains_def chain_subset_def) blast
```
```   420
```
```   421 lemma mono_Chains: "r \<subseteq> s \<Longrightarrow> Chains r \<subseteq> Chains s"
```
```   422   unfolding Chains_def by blast
```
```   423
```
```   424 lemma chain_subset_alt_def: "chain\<^sub>\<subseteq> C = subset.chain UNIV C"
```
```   425   unfolding chain_subset_def subset.chain_def by fast
```
```   426
```
```   427 lemma chains_alt_def: "chains A = {C. subset.chain A C}"
```
```   428   by (simp add: chains_def chain_subset_alt_def subset.chain_def)
```
```   429
```
```   430 lemma Chains_subset:
```
```   431   "Chains r \<subseteq> {C. pred_on.chain UNIV (\<lambda>x y. (x, y) \<in> r) C}"
```
```   432   by (force simp add: Chains_def pred_on.chain_def)
```
```   433
```
```   434 lemma Chains_subset':
```
```   435   assumes "refl r"
```
```   436   shows "{C. pred_on.chain UNIV (\<lambda>x y. (x, y) \<in> r) C} \<subseteq> Chains r"
```
```   437   using assms
```
```   438   by (auto simp add: Chains_def pred_on.chain_def refl_on_def)
```
```   439
```
```   440 lemma Chains_alt_def:
```
```   441   assumes "refl r"
```
```   442   shows "Chains r = {C. pred_on.chain UNIV (\<lambda>x y. (x, y) \<in> r) C}"
```
```   443   using assms
```
```   444   by (metis Chains_subset Chains_subset' subset_antisym)
```
```   445
```
```   446 lemma Zorn_Lemma:
```
```   447   "\<forall>C\<in>chains A. \<Union>C \<in> A \<Longrightarrow> \<exists>M\<in>A. \<forall>X\<in>A. M \<subseteq> X \<longrightarrow> X = M"
```
```   448   using subset_Zorn' [of A] by (force simp: chains_alt_def)
```
```   449
```
```   450 lemma Zorn_Lemma2:
```
```   451   "\<forall>C\<in>chains A. \<exists>U\<in>A. \<forall>X\<in>C. X \<subseteq> U \<Longrightarrow> \<exists>M\<in>A. \<forall>X\<in>A. M \<subseteq> X \<longrightarrow> X = M"
```
```   452   using subset_Zorn [of A] by (auto simp: chains_alt_def)
```
```   453
```
```   454 text{*Various other lemmas*}
```
```   455
```
```   456 lemma chainsD: "[| c \<in> chains S; x \<in> c; y \<in> c |] ==> x \<subseteq> y | y \<subseteq> x"
```
```   457 by (unfold chains_def chain_subset_def) blast
```
```   458
```
```   459 lemma chainsD2: "!!(c :: 'a set set). c \<in> chains S ==> c \<subseteq> S"
```
```   460 by (unfold chains_def) blast
```
```   461
```
```   462 lemma Zorns_po_lemma:
```
```   463   assumes po: "Partial_order r"
```
```   464     and u: "\<forall>C\<in>Chains r. \<exists>u\<in>Field r. \<forall>a\<in>C. (a, u) \<in> r"
```
```   465   shows "\<exists>m\<in>Field r. \<forall>a\<in>Field r. (m, a) \<in> r \<longrightarrow> a = m"
```
```   466 proof -
```
```   467   have "Preorder r" using po by (simp add: partial_order_on_def)
```
```   468 --{* Mirror r in the set of subsets below (wrt r) elements of A*}
```
```   469   let ?B = "%x. r\<inverse> `` {x}" let ?S = "?B ` Field r"
```
```   470   {
```
```   471     fix C assume 1: "C \<subseteq> ?S" and 2: "\<forall>A\<in>C. \<forall>B\<in>C. A \<subseteq> B \<or> B \<subseteq> A"
```
```   472     let ?A = "{x\<in>Field r. \<exists>M\<in>C. M = ?B x}"
```
```   473     have "C = ?B ` ?A" using 1 by (auto simp: image_def)
```
```   474     have "?A \<in> Chains r"
```
```   475     proof (simp add: Chains_def, intro allI impI, elim conjE)
```
```   476       fix a b
```
```   477       assume "a \<in> Field r" and "?B a \<in> C" and "b \<in> Field r" and "?B b \<in> C"
```
```   478       hence "?B a \<subseteq> ?B b \<or> ?B b \<subseteq> ?B a" using 2 by auto
```
```   479       thus "(a, b) \<in> r \<or> (b, a) \<in> r"
```
```   480         using `Preorder r` and `a \<in> Field r` and `b \<in> Field r`
```
```   481         by (simp add:subset_Image1_Image1_iff)
```
```   482     qed
```
```   483     then obtain u where uA: "u \<in> Field r" "\<forall>a\<in>?A. (a, u) \<in> r" using u by auto
```
```   484     have "\<forall>A\<in>C. A \<subseteq> r\<inverse> `` {u}" (is "?P u")
```
```   485     proof auto
```
```   486       fix a B assume aB: "B \<in> C" "a \<in> B"
```
```   487       with 1 obtain x where "x \<in> Field r" and "B = r\<inverse> `` {x}" by auto
```
```   488       thus "(a, u) \<in> r" using uA and aB and `Preorder r`
```
```   489         unfolding preorder_on_def refl_on_def by simp (fast dest: transD)
```
```   490     qed
```
```   491     then have "\<exists>u\<in>Field r. ?P u" using `u \<in> Field r` by blast
```
```   492   }
```
```   493   then have "\<forall>C\<in>chains ?S. \<exists>U\<in>?S. \<forall>A\<in>C. A \<subseteq> U"
```
```   494     by (auto simp: chains_def chain_subset_def)
```
```   495   from Zorn_Lemma2 [OF this]
```
```   496   obtain m B where "m \<in> Field r" and "B = r\<inverse> `` {m}"
```
```   497     and "\<forall>x\<in>Field r. B \<subseteq> r\<inverse> `` {x} \<longrightarrow> r\<inverse> `` {x} = B"
```
```   498     by auto
```
```   499   hence "\<forall>a\<in>Field r. (m, a) \<in> r \<longrightarrow> a = m"
```
```   500     using po and `Preorder r` and `m \<in> Field r`
```
```   501     by (auto simp: subset_Image1_Image1_iff Partial_order_eq_Image1_Image1_iff)
```
```   502   thus ?thesis using `m \<in> Field r` by blast
```
```   503 qed
```
```   504
```
```   505
```
```   506 subsection {* The Well Ordering Theorem *}
```
```   507
```
```   508 (* The initial segment of a relation appears generally useful.
```
```   509    Move to Relation.thy?
```
```   510    Definition correct/most general?
```
```   511    Naming?
```
```   512 *)
```
```   513 definition init_seg_of :: "(('a \<times> 'a) set \<times> ('a \<times> 'a) set) set" where
```
```   514   "init_seg_of = {(r, s). r \<subseteq> s \<and> (\<forall>a b c. (a, b) \<in> s \<and> (b, c) \<in> r \<longrightarrow> (a, b) \<in> r)}"
```
```   515
```
```   516 abbreviation
```
```   517   initialSegmentOf :: "('a \<times> 'a) set \<Rightarrow> ('a \<times> 'a) set \<Rightarrow> bool" (infix "initial'_segment'_of" 55)
```
```   518 where
```
```   519   "r initial_segment_of s \<equiv> (r, s) \<in> init_seg_of"
```
```   520
```
```   521 lemma refl_on_init_seg_of [simp]: "r initial_segment_of r"
```
```   522   by (simp add: init_seg_of_def)
```
```   523
```
```   524 lemma trans_init_seg_of:
```
```   525   "r initial_segment_of s \<Longrightarrow> s initial_segment_of t \<Longrightarrow> r initial_segment_of t"
```
```   526   by (simp (no_asm_use) add: init_seg_of_def) blast
```
```   527
```
```   528 lemma antisym_init_seg_of:
```
```   529   "r initial_segment_of s \<Longrightarrow> s initial_segment_of r \<Longrightarrow> r = s"
```
```   530   unfolding init_seg_of_def by safe
```
```   531
```
```   532 lemma Chains_init_seg_of_Union:
```
```   533   "R \<in> Chains init_seg_of \<Longrightarrow> r\<in>R \<Longrightarrow> r initial_segment_of \<Union>R"
```
```   534   by (auto simp: init_seg_of_def Ball_def Chains_def) blast
```
```   535
```
```   536 lemma chain_subset_trans_Union:
```
```   537   "chain\<^sub>\<subseteq> R \<Longrightarrow> \<forall>r\<in>R. trans r \<Longrightarrow> trans (\<Union>R)"
```
```   538 apply (auto simp add: chain_subset_def)
```
```   539 apply (simp (no_asm_use) add: trans_def)
```
```   540 by (metis subsetD)
```
```   541
```
```   542 lemma chain_subset_antisym_Union:
```
```   543   "chain\<^sub>\<subseteq> R \<Longrightarrow> \<forall>r\<in>R. antisym r \<Longrightarrow> antisym (\<Union>R)"
```
```   544 unfolding chain_subset_def antisym_def
```
```   545 apply simp
```
```   546 by (metis (no_types) subsetD)
```
```   547
```
```   548 lemma chain_subset_Total_Union:
```
```   549   assumes "chain\<^sub>\<subseteq> R" and "\<forall>r\<in>R. Total r"
```
```   550   shows "Total (\<Union>R)"
```
```   551 proof (simp add: total_on_def Ball_def, auto del: disjCI)
```
```   552   fix r s a b assume A: "r \<in> R" "s \<in> R" "a \<in> Field r" "b \<in> Field s" "a \<noteq> b"
```
```   553   from `chain\<^sub>\<subseteq> R` and `r \<in> R` and `s \<in> R` have "r \<subseteq> s \<or> s \<subseteq> r"
```
```   554     by (auto simp add: chain_subset_def)
```
```   555   thus "(\<exists>r\<in>R. (a, b) \<in> r) \<or> (\<exists>r\<in>R. (b, a) \<in> r)"
```
```   556   proof
```
```   557     assume "r \<subseteq> s" hence "(a, b) \<in> s \<or> (b, a) \<in> s" using assms(2) A
```
```   558       by (simp add: total_on_def) (metis (no_types) mono_Field subsetD)
```
```   559     thus ?thesis using `s \<in> R` by blast
```
```   560   next
```
```   561     assume "s \<subseteq> r" hence "(a, b) \<in> r \<or> (b, a) \<in> r" using assms(2) A
```
```   562       by (simp add: total_on_def) (metis (no_types) mono_Field subsetD)
```
```   563     thus ?thesis using `r \<in> R` by blast
```
```   564   qed
```
```   565 qed
```
```   566
```
```   567 lemma wf_Union_wf_init_segs:
```
```   568   assumes "R \<in> Chains init_seg_of" and "\<forall>r\<in>R. wf r"
```
```   569   shows "wf (\<Union>R)"
```
```   570 proof(simp add: wf_iff_no_infinite_down_chain, rule ccontr, auto)
```
```   571   fix f assume 1: "\<forall>i. \<exists>r\<in>R. (f (Suc i), f i) \<in> r"
```
```   572   then obtain r where "r \<in> R" and "(f (Suc 0), f 0) \<in> r" by auto
```
```   573   { fix i have "(f (Suc i), f i) \<in> r"
```
```   574     proof (induct i)
```
```   575       case 0 show ?case by fact
```
```   576     next
```
```   577       case (Suc i)
```
```   578       then obtain s where s: "s \<in> R" "(f (Suc (Suc i)), f(Suc i)) \<in> s"
```
```   579         using 1 by auto
```
```   580       then have "s initial_segment_of r \<or> r initial_segment_of s"
```
```   581         using assms(1) `r \<in> R` by (simp add: Chains_def)
```
```   582       with Suc s show ?case by (simp add: init_seg_of_def) blast
```
```   583     qed
```
```   584   }
```
```   585   thus False using assms(2) and `r \<in> R`
```
```   586     by (simp add: wf_iff_no_infinite_down_chain) blast
```
```   587 qed
```
```   588
```
```   589 lemma initial_segment_of_Diff:
```
```   590   "p initial_segment_of q \<Longrightarrow> p - s initial_segment_of q - s"
```
```   591   unfolding init_seg_of_def by blast
```
```   592
```
```   593 lemma Chains_inits_DiffI:
```
```   594   "R \<in> Chains init_seg_of \<Longrightarrow> {r - s |r. r \<in> R} \<in> Chains init_seg_of"
```
```   595   unfolding Chains_def by (blast intro: initial_segment_of_Diff)
```
```   596
```
```   597 theorem well_ordering: "\<exists>r::'a rel. Well_order r \<and> Field r = UNIV"
```
```   598 proof -
```
```   599 -- {*The initial segment relation on well-orders: *}
```
```   600   let ?WO = "{r::'a rel. Well_order r}"
```
```   601   def I \<equiv> "init_seg_of \<inter> ?WO \<times> ?WO"
```
```   602   have I_init: "I \<subseteq> init_seg_of" by (auto simp: I_def)
```
```   603   hence subch: "\<And>R. R \<in> Chains I \<Longrightarrow> chain\<^sub>\<subseteq> R"
```
```   604     unfolding init_seg_of_def chain_subset_def Chains_def by blast
```
```   605   have Chains_wo: "\<And>R r. R \<in> Chains I \<Longrightarrow> r \<in> R \<Longrightarrow> Well_order r"
```
```   606     by (simp add: Chains_def I_def) blast
```
```   607   have FI: "Field I = ?WO" by (auto simp add: I_def init_seg_of_def Field_def)
```
```   608   hence 0: "Partial_order I"
```
```   609     by (auto simp: partial_order_on_def preorder_on_def antisym_def antisym_init_seg_of refl_on_def
```
```   610       trans_def I_def elim!: trans_init_seg_of)
```
```   611 -- {*I-chains have upper bounds in ?WO wrt I: their Union*}
```
```   612   { fix R assume "R \<in> Chains I"
```
```   613     hence Ris: "R \<in> Chains init_seg_of" using mono_Chains [OF I_init] by blast
```
```   614     have subch: "chain\<^sub>\<subseteq> R" using `R : Chains I` I_init
```
```   615       by (auto simp: init_seg_of_def chain_subset_def Chains_def)
```
```   616     have "\<forall>r\<in>R. Refl r" and "\<forall>r\<in>R. trans r" and "\<forall>r\<in>R. antisym r"
```
```   617       and "\<forall>r\<in>R. Total r" and "\<forall>r\<in>R. wf (r - Id)"
```
```   618       using Chains_wo [OF `R \<in> Chains I`] by (simp_all add: order_on_defs)
```
```   619     have "Refl (\<Union>R)" using `\<forall>r\<in>R. Refl r` unfolding refl_on_def by fastforce
```
```   620     moreover have "trans (\<Union>R)"
```
```   621       by (rule chain_subset_trans_Union [OF subch `\<forall>r\<in>R. trans r`])
```
```   622     moreover have "antisym (\<Union>R)"
```
```   623       by (rule chain_subset_antisym_Union [OF subch `\<forall>r\<in>R. antisym r`])
```
```   624     moreover have "Total (\<Union>R)"
```
```   625       by (rule chain_subset_Total_Union [OF subch `\<forall>r\<in>R. Total r`])
```
```   626     moreover have "wf ((\<Union>R) - Id)"
```
```   627     proof -
```
```   628       have "(\<Union>R) - Id = \<Union>{r - Id | r. r \<in> R}" by blast
```
```   629       with `\<forall>r\<in>R. wf (r - Id)` and wf_Union_wf_init_segs [OF Chains_inits_DiffI [OF Ris]]
```
```   630       show ?thesis by fastforce
```
```   631     qed
```
```   632     ultimately have "Well_order (\<Union>R)" by(simp add:order_on_defs)
```
```   633     moreover have "\<forall>r \<in> R. r initial_segment_of \<Union>R" using Ris
```
```   634       by(simp add: Chains_init_seg_of_Union)
```
```   635     ultimately have "\<Union>R \<in> ?WO \<and> (\<forall>r\<in>R. (r, \<Union>R) \<in> I)"
```
```   636       using mono_Chains [OF I_init] and `R \<in> Chains I`
```
```   637       by (simp (no_asm) add: I_def del: Field_Union) (metis Chains_wo)
```
```   638   }
```
```   639   hence 1: "\<forall>R \<in> Chains I. \<exists>u\<in>Field I. \<forall>r\<in>R. (r, u) \<in> I" by (subst FI) blast
```
```   640 --{*Zorn's Lemma yields a maximal well-order m:*}
```
```   641   then obtain m::"'a rel" where "Well_order m" and
```
```   642     max: "\<forall>r. Well_order r \<and> (m, r) \<in> I \<longrightarrow> r = m"
```
```   643     using Zorns_po_lemma[OF 0 1] unfolding FI by fastforce
```
```   644 --{*Now show by contradiction that m covers the whole type:*}
```
```   645   { fix x::'a assume "x \<notin> Field m"
```
```   646 --{*We assume that x is not covered and extend m at the top with x*}
```
```   647     have "m \<noteq> {}"
```
```   648     proof
```
```   649       assume "m = {}"
```
```   650       moreover have "Well_order {(x, x)}"
```
```   651         by (simp add: order_on_defs refl_on_def trans_def antisym_def total_on_def Field_def)
```
```   652       ultimately show False using max
```
```   653         by (auto simp: I_def init_seg_of_def simp del: Field_insert)
```
```   654     qed
```
```   655     hence "Field m \<noteq> {}" by(auto simp:Field_def)
```
```   656     moreover have "wf (m - Id)" using `Well_order m`
```
```   657       by (simp add: well_order_on_def)
```
```   658 --{*The extension of m by x:*}
```
```   659     let ?s = "{(a, x) | a. a \<in> Field m}"
```
```   660     let ?m = "insert (x, x) m \<union> ?s"
```
```   661     have Fm: "Field ?m = insert x (Field m)"
```
```   662       by (auto simp: Field_def)
```
```   663     have "Refl m" and "trans m" and "antisym m" and "Total m" and "wf (m - Id)"
```
```   664       using `Well_order m` by (simp_all add: order_on_defs)
```
```   665 --{*We show that the extension is a well-order*}
```
```   666     have "Refl ?m" using `Refl m` Fm unfolding refl_on_def by blast
```
```   667     moreover have "trans ?m" using `trans m` and `x \<notin> Field m`
```
```   668       unfolding trans_def Field_def by blast
```
```   669     moreover have "antisym ?m" using `antisym m` and `x \<notin> Field m`
```
```   670       unfolding antisym_def Field_def by blast
```
```   671     moreover have "Total ?m" using `Total m` and Fm by (auto simp: total_on_def)
```
```   672     moreover have "wf (?m - Id)"
```
```   673     proof -
```
```   674       have "wf ?s" using `x \<notin> Field m`
```
```   675         by (auto simp add: wf_eq_minimal Field_def) metis
```
```   676       thus ?thesis using `wf (m - Id)` and `x \<notin> Field m`
```
```   677         wf_subset [OF `wf ?s` Diff_subset]
```
```   678         unfolding Un_Diff Field_def by (auto intro: wf_Un)
```
```   679     qed
```
```   680     ultimately have "Well_order ?m" by (simp add: order_on_defs)
```
```   681 --{*We show that the extension is above m*}
```
```   682     moreover have "(m, ?m) \<in> I" using `Well_order ?m` and `Well_order m` and `x \<notin> Field m`
```
```   683       by (fastforce simp: I_def init_seg_of_def Field_def)
```
```   684     ultimately
```
```   685 --{*This contradicts maximality of m:*}
```
```   686     have False using max and `x \<notin> Field m` unfolding Field_def by blast
```
```   687   }
```
```   688   hence "Field m = UNIV" by auto
```
```   689   with `Well_order m` show ?thesis by blast
```
```   690 qed
```
```   691
```
```   692 corollary well_order_on: "\<exists>r::'a rel. well_order_on A r"
```
```   693 proof -
```
```   694   obtain r::"'a rel" where wo: "Well_order r" and univ: "Field r = UNIV"
```
```   695     using well_ordering [where 'a = "'a"] by blast
```
```   696   let ?r = "{(x, y). x \<in> A \<and> y \<in> A \<and> (x, y) \<in> r}"
```
```   697   have 1: "Field ?r = A" using wo univ
```
```   698     by (fastforce simp: Field_def order_on_defs refl_on_def)
```
```   699   have "Refl r" and "trans r" and "antisym r" and "Total r" and "wf (r - Id)"
```
```   700     using `Well_order r` by (simp_all add: order_on_defs)
```
```   701   have "Refl ?r" using `Refl r` by (auto simp: refl_on_def 1 univ)
```
```   702   moreover have "trans ?r" using `trans r`
```
```   703     unfolding trans_def by blast
```
```   704   moreover have "antisym ?r" using `antisym r`
```
```   705     unfolding antisym_def by blast
```
```   706   moreover have "Total ?r" using `Total r` by (simp add:total_on_def 1 univ)
```
```   707   moreover have "wf (?r - Id)" by (rule wf_subset [OF `wf (r - Id)`]) blast
```
```   708   ultimately have "Well_order ?r" by (simp add: order_on_defs)
```
```   709   with 1 show ?thesis by auto
```
```   710 qed
```
```   711
```
```   712 end
```