src/HOL/Auth/Smartcard/Smartcard.thy
author wenzelm
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multiplatform polyml.tar.gz;
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(* Author:     Giampaolo Bella, Catania University
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*)
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header{*Theory of smartcards*}
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theory Smartcard
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imports EventSC All_Symmetric
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begin
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text{*  
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As smartcards handle long-term (symmetric) keys, this theoy extends and 
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supersedes theory Private.thy
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An agent is bad if she reveals her PIN to the spy, not the shared key that
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is embedded in her card. An agent's being bad implies nothing about her 
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smartcard, which independently may be stolen or cloned.
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*}
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consts
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  shrK    :: "agent => key"  (*long-term keys saved in smart cards*)
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  crdK    :: "card  => key"  (*smart cards' symmetric keys*)
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  pin     :: "agent => key"  (*pin to activate the smart cards*)
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  (*Mostly for Shoup-Rubin*)
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  Pairkey :: "agent * agent => nat"
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  pairK   :: "agent * agent => key"
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axioms
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  inj_shrK: "inj shrK"  --{*No two smartcards store the same key*}
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  inj_crdK: "inj crdK"  --{*Nor do two cards*}
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  inj_pin : "inj pin"   --{*Nor do two agents have the same pin*}
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  (*pairK is injective on each component, if we assume encryption to be a PRF
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    or at least collision free *)
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  inj_pairK    [iff]: "(pairK(A,B) = pairK(A',B')) = (A = A' & B = B')"
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  comm_Pairkey [iff]: "Pairkey(A,B) = Pairkey(B,A)"
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  (*long-term keys differ from each other*)
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  pairK_disj_crdK [iff]: "pairK(A,B) \<noteq> crdK C"
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  pairK_disj_shrK [iff]: "pairK(A,B) \<noteq> shrK P"
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  pairK_disj_pin [iff]:  "pairK(A,B) \<noteq> pin P"
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  shrK_disj_crdK [iff]:  "shrK P \<noteq> crdK C"
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  shrK_disj_pin [iff]:  "shrK P \<noteq> pin Q"
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  crdK_disj_pin [iff]:   "crdK C \<noteq> pin P"
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constdefs
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  legalUse :: "card => bool" ("legalUse (_)")
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  "legalUse C == C \<notin> stolen"
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consts  
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  illegalUse :: "card  => bool"
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primrec
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  illegalUse_def: 
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  "illegalUse (Card A) = ( (Card A \<in> stolen \<and> A \<in> bad)  \<or>  Card A \<in> cloned )"
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text{*initState must be defined with care*}
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primrec
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(*Server knows all long-term keys; adding cards' keys may be redundant but
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  helps prove crdK_in_initState and crdK_in_used to distinguish cards' keys
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  from fresh (session) keys*)
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  initState_Server:  "initState Server = 
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        (Key`(range shrK \<union> range crdK \<union> range pin \<union> range pairK)) \<union> 
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        (Nonce`(range Pairkey))"
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(*Other agents know only their own*)
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  initState_Friend:  "initState (Friend i) = {Key (pin (Friend i))}"
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(*Spy knows bad agents' pins, cloned cards' keys, pairKs, and Pairkeys *)
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  initState_Spy: "initState Spy  = 
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                 (Key`((pin`bad) \<union> (pin `{A. Card A \<in> cloned}) \<union> 
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                                      (shrK`{A. Card A \<in> cloned}) \<union> 
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                        (crdK`cloned) \<union> 
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                        (pairK`{(X,A). Card A \<in> cloned})))
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           \<union> (Nonce`(Pairkey`{(A,B). Card A \<in> cloned & Card B \<in> cloned}))"
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text{*Still relying on axioms*}
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axioms
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  Key_supply_ax:  "finite KK \<Longrightarrow> \<exists> K. K \<notin> KK & Key K \<notin> used evs"
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  (*Needed because of Spy's knowledge of Pairkeys*)
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  Nonce_supply_ax: "finite NN \<Longrightarrow> \<exists> N. N \<notin> NN & Nonce N \<notin> used evs"
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subsection{*Basic properties of shrK*}
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(*Injectiveness: Agents' long-term keys are distinct.*)
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declare inj_shrK [THEN inj_eq, iff]
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declare inj_crdK [THEN inj_eq, iff]
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declare inj_pin  [THEN inj_eq, iff]
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lemma invKey_K [simp]: "invKey K = K"
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apply (insert isSym_keys)
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apply (simp add: symKeys_def) 
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done
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lemma analz_Decrypt' [dest]:
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     "\<lbrakk> Crypt K X \<in> analz H;  Key K  \<in> analz H \<rbrakk> \<Longrightarrow> X \<in> analz H"
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by auto
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text{*Now cancel the @{text dest} attribute given to
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 @{text analz.Decrypt} in its declaration.*}
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declare analz.Decrypt [rule del]
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text{*Rewrites should not refer to  @{term "initState(Friend i)"} because
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  that expression is not in normal form.*}
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text{*Added to extend initstate with set of nonces*}
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lemma parts_image_Nonce [simp]: "parts (Nonce`N) = Nonce`N"
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apply auto
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apply (erule parts.induct)
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apply auto
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done
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lemma keysFor_parts_initState [simp]: "keysFor (parts (initState C)) = {}"
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apply (unfold keysFor_def)
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apply (induct_tac "C", auto)
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done
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(*Specialized to shared-key model: no @{term invKey}*)
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lemma keysFor_parts_insert:
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     "\<lbrakk> K \<in> keysFor (parts (insert X G));  X \<in> synth (analz H) \<rbrakk> 
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     \<Longrightarrow> K \<in> keysFor (parts (G \<union> H)) | Key K \<in> parts H";
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by (force dest: EventSC.keysFor_parts_insert)  
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lemma Crypt_imp_keysFor: "Crypt K X \<in> H \<Longrightarrow> K \<in> keysFor H"
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by (drule Crypt_imp_invKey_keysFor, simp)
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subsection{*Function "knows"*}
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(*Spy knows the pins of bad agents!*)
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lemma Spy_knows_bad [intro!]: "A \<in> bad \<Longrightarrow> Key (pin A) \<in> knows Spy evs"
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apply (induct_tac "evs")
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apply (simp_all (no_asm_simp) add: imageI knows_Cons split add: event.split)
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done
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(*Spy knows the long-term keys of cloned cards!*)
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lemma Spy_knows_cloned [intro!]: 
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     "Card A \<in> cloned \<Longrightarrow>  Key (crdK (Card A)) \<in> knows Spy evs &   
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                           Key (shrK A) \<in> knows Spy evs &  
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                           Key (pin A)  \<in> knows Spy evs &  
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                          (\<forall> B. Key (pairK(B,A)) \<in> knows Spy evs)"
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apply (induct_tac "evs")
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apply (simp_all (no_asm_simp) add: imageI knows_Cons split add: event.split)
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done
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lemma Spy_knows_cloned1 [intro!]: "C \<in> cloned \<Longrightarrow> Key (crdK C) \<in> knows Spy evs"
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apply (induct_tac "evs")
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apply (simp_all (no_asm_simp) add: imageI knows_Cons split add: event.split)
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done
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lemma Spy_knows_cloned2 [intro!]: "\<lbrakk> Card A \<in> cloned; Card B \<in> cloned \<rbrakk>  
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   \<Longrightarrow> Nonce (Pairkey(A,B))\<in> knows Spy evs"
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apply (induct_tac "evs")
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apply (simp_all (no_asm_simp) add: imageI knows_Cons split add: event.split)
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done
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(*Spy only knows pins of bad agents!*)
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lemma Spy_knows_Spy_bad [intro!]: "A\<in> bad \<Longrightarrow> Key (pin A) \<in> knows Spy evs"
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apply (induct_tac "evs")
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apply (simp_all (no_asm_simp) add: imageI knows_Cons split add: event.split)
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done
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(*For case analysis on whether or not an agent is compromised*)
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lemma Crypt_Spy_analz_bad: 
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  "\<lbrakk> Crypt (pin A) X \<in> analz (knows Spy evs);  A\<in>bad \<rbrakk>   
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      \<Longrightarrow> X \<in> analz (knows Spy evs)"
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apply (force dest!: analz.Decrypt)
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done
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(** Fresh keys never clash with other keys **)
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lemma shrK_in_initState [iff]: "Key (shrK A) \<in> initState Server"
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apply (induct_tac "A")
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apply auto
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done
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lemma shrK_in_used [iff]: "Key (shrK A) \<in> used evs"
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apply (rule initState_into_used)
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apply blast
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done
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lemma crdK_in_initState [iff]: "Key (crdK A) \<in> initState Server"
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apply (induct_tac "A")
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apply auto
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done
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lemma crdK_in_used [iff]: "Key (crdK A) \<in> used evs"
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apply (rule initState_into_used)
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apply blast
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done
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lemma pin_in_initState [iff]: "Key (pin A) \<in> initState A"
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apply (induct_tac "A")
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apply auto
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done
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lemma pin_in_used [iff]: "Key (pin A) \<in> used evs"
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apply (rule initState_into_used)
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apply blast
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done
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lemma pairK_in_initState [iff]: "Key (pairK X) \<in> initState Server"
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apply (induct_tac "X")
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apply auto
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done
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lemma pairK_in_used [iff]: "Key (pairK X) \<in> used evs"
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apply (rule initState_into_used)
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apply blast
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done
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(*Used in parts_induct_tac and analz_Fake_tac to distinguish session keys
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  from long-term shared keys*)
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lemma Key_not_used [simp]: "Key K \<notin> used evs \<Longrightarrow> K \<notin> range shrK"
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by blast
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lemma shrK_neq [simp]: "Key K \<notin> used evs \<Longrightarrow> shrK B \<noteq> K"
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by blast
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lemma crdK_not_used [simp]: "Key K \<notin> used evs \<Longrightarrow> K \<notin> range crdK"
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apply clarify
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done
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lemma crdK_neq [simp]: "Key K \<notin> used evs \<Longrightarrow> crdK C \<noteq> K"
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apply clarify
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done
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lemma pin_not_used [simp]: "Key K \<notin> used evs \<Longrightarrow> K \<notin> range pin"
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apply clarify
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done
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lemma pin_neq [simp]: "Key K \<notin> used evs \<Longrightarrow> pin A \<noteq> K"
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apply clarify
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done
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lemma pairK_not_used [simp]: "Key K \<notin> used evs \<Longrightarrow> K \<notin> range pairK"
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apply clarify
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done
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lemma pairK_neq [simp]: "Key K \<notin> used evs \<Longrightarrow> pairK(A,B) \<noteq> K"
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apply clarify
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done
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declare shrK_neq [THEN not_sym, simp]
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declare crdK_neq [THEN not_sym, simp]
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declare pin_neq [THEN not_sym, simp]
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declare pairK_neq [THEN not_sym, simp]
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subsection{*Fresh nonces*}
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lemma Nonce_notin_initState [iff]: "Nonce N \<notin> parts (initState (Friend i))"
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by auto
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(*This lemma no longer holds of smartcard protocols, where the cards can store
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  nonces.
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lemma Nonce_notin_used_empty [simp]: "Nonce N \<notin> used []"
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apply (simp (no_asm) add: used_Nil)
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done
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So, we must use old-style supply fresh nonce theorems relying on the appropriate axiom*)
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subsection{*Supply fresh nonces for possibility theorems.*}
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lemma Nonce_supply1: "\<exists>N. Nonce N \<notin> used evs"
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apply (rule finite.emptyI [THEN Nonce_supply_ax, THEN exE], blast)
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done
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lemma Nonce_supply2: 
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  "\<exists>N N'. Nonce N \<notin> used evs & Nonce N' \<notin> used evs' & N \<noteq> N'"
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apply (cut_tac evs = evs in finite.emptyI [THEN Nonce_supply_ax])
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apply (erule exE)
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apply (cut_tac evs = evs' in finite.emptyI [THEN finite.insertI, THEN Nonce_supply_ax]) 
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apply auto
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done
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lemma Nonce_supply3: "\<exists>N N' N''. Nonce N \<notin> used evs & Nonce N' \<notin> used evs' &  
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                    Nonce N'' \<notin> used evs'' & N \<noteq> N' & N' \<noteq> N'' & N \<noteq> N''"
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apply (cut_tac evs = evs in finite.emptyI [THEN Nonce_supply_ax])
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apply (erule exE)
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apply (cut_tac evs = evs' and a1 = N in finite.emptyI [THEN finite.insertI, THEN Nonce_supply_ax]) 
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apply (erule exE)
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apply (cut_tac evs = evs'' and a1 = Na and a2 = N in finite.emptyI [THEN finite.insertI, THEN finite.insertI, THEN Nonce_supply_ax]) 
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apply blast
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done
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lemma Nonce_supply: "Nonce (@ N. Nonce N \<notin> used evs) \<notin> used evs"
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apply (rule finite.emptyI [THEN Nonce_supply_ax, THEN exE])
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apply (rule someI, blast)
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done
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text{*Unlike the corresponding property of nonces, we cannot prove
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    @{term "finite KK \<Longrightarrow> \<exists>K. K \<notin> KK & Key K \<notin> used evs"}.
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    We have infinitely many agents and there is nothing to stop their
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    long-term keys from exhausting all the natural numbers.  Instead,
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    possibility theorems must assume the existence of a few keys.*}
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subsection{*Specialized Rewriting for Theorems About @{term analz} and Image*}
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lemma subset_Compl_range_shrK: "A \<subseteq> - (range shrK) \<Longrightarrow> shrK x \<notin> A"
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by blast
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lemma subset_Compl_range_crdK: "A \<subseteq> - (range crdK) \<Longrightarrow> crdK x \<notin> A"
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apply blast
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done
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lemma subset_Compl_range_pin: "A \<subseteq> - (range pin) \<Longrightarrow> pin x \<notin> A"
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apply blast
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done
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lemma subset_Compl_range_pairK: "A \<subseteq> - (range pairK) \<Longrightarrow> pairK x \<notin> A"
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apply blast
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done
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lemma insert_Key_singleton: "insert (Key K) H = Key ` {K} \<union> H"
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by blast
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lemma insert_Key_image: "insert (Key K) (Key`KK \<union> C) = Key`(insert K KK) \<union> C"
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by blast
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(** Reverse the normal simplification of "image" to build up (not break down)
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    the set of keys.  Use analz_insert_eq with (Un_upper2 RS analz_mono) to
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    erase occurrences of forwarded message components (X). **)
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lemmas analz_image_freshK_simps =
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       simp_thms mem_simps --{*these two allow its use with @{text "only:"}*}
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       disj_comms 
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       image_insert [THEN sym] image_Un [THEN sym] empty_subsetI insert_subset
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       analz_insert_eq Un_upper2 [THEN analz_mono, THEN [2] rev_subsetD]
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       insert_Key_singleton subset_Compl_range_shrK subset_Compl_range_crdK
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       subset_Compl_range_pin subset_Compl_range_pairK
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       Key_not_used insert_Key_image Un_assoc [THEN sym]
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(*Lemma for the trivial direction of the if-and-only-if*)
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lemma analz_image_freshK_lemma:
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     "(Key K \<in> analz (Key`nE \<union> H)) \<longrightarrow> (K \<in> nE | Key K \<in> analz H)  \<Longrightarrow>  
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         (Key K \<in> analz (Key`nE \<union> H)) = (K \<in> nE | Key K \<in> analz H)"
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by (blast intro: analz_mono [THEN [2] rev_subsetD])
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subsection{*Tactics for possibility theorems*}
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ML
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{*
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structure Smartcard =
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struct
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(*Omitting used_Says makes the tactic much faster: it leaves expressions
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    such as  Nonce ?N \<notin> used evs that match Nonce_supply*)
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fun possibility_tac ctxt =
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   (REPEAT 
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    (ALLGOALS (simp_tac (simpset_of ctxt
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      delsimps [@{thm used_Says}, @{thm used_Notes}, @{thm used_Gets},
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        @{thm used_Inputs}, @{thm used_C_Gets}, @{thm used_Outpts}, @{thm used_A_Gets}] 
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      setSolver safe_solver))
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     THEN
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     REPEAT_FIRST (eq_assume_tac ORELSE' 
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                   resolve_tac [refl, conjI, @{thm Nonce_supply}])))
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(*For harder protocols (such as Recur) where we have to set up some
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  nonces and keys initially*)
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fun basic_possibility_tac ctxt =
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    REPEAT 
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    (ALLGOALS (asm_simp_tac (simpset_of ctxt setSolver safe_solver))
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     THEN
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     REPEAT_FIRST (resolve_tac [refl, conjI]))
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val analz_image_freshK_ss = 
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     @{simpset} delsimps [image_insert, image_Un]
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               delsimps [@{thm imp_disjL}]    (*reduces blow-up*)
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               addsimps @{thms analz_image_freshK_simps}
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end
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*}
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(*Lets blast_tac perform this step without needing the simplifier*)
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lemma invKey_shrK_iff [iff]:
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     "(Key (invKey K) \<in> X) = (Key K \<in> X)"
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by auto
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(*Specialized methods*)
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method_setup analz_freshK = {*
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    Scan.succeed (fn ctxt =>
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     (SIMPLE_METHOD
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      (EVERY [REPEAT_FIRST (resolve_tac [allI, ballI, impI]),
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          REPEAT_FIRST (rtac @{thm analz_image_freshK_lemma}),
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          ALLGOALS (asm_simp_tac (Simplifier.context ctxt Smartcard.analz_image_freshK_ss))]))) *}
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    "for proving the Session Key Compromise theorem"
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method_setup possibility = {*
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    Scan.succeed (fn ctxt =>
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        SIMPLE_METHOD (Smartcard.possibility_tac ctxt)) *}
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    "for proving possibility theorems"
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method_setup basic_possibility = {*
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    Scan.succeed (fn ctxt =>
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        SIMPLE_METHOD (Smartcard.basic_possibility_tac ctxt)) *}
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    "for proving possibility theorems"
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lemma knows_subset_knows_Cons: "knows A evs \<subseteq> knows A (e # evs)"
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by (induct e) (auto simp: knows_Cons)
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(*Needed for actual protocols that will follow*)
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declare shrK_disj_crdK[THEN not_sym, iff]
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declare shrK_disj_pin[THEN not_sym, iff]
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declare pairK_disj_shrK[THEN not_sym, iff]
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declare pairK_disj_crdK[THEN not_sym, iff]
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declare pairK_disj_pin[THEN not_sym, iff]
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declare crdK_disj_pin[THEN not_sym, iff]
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   430
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declare legalUse_def [iff] illegalUse_def [iff]
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   433
end