| 
9722
 | 
     1  | 
%
  | 
| 
 | 
     2  | 
\begin{isabellebody}%
 | 
| 
9924
 | 
     3  | 
\def\isabellecontext{Itrev}%
 | 
| 
11866
 | 
     4  | 
\isamarkupfalse%
  | 
| 
8749
 | 
     5  | 
%
  | 
| 
10878
 | 
     6  | 
\isamarkupsection{Induction Heuristics%
 | 
| 
10397
 | 
     7  | 
}
  | 
| 
11866
 | 
     8  | 
\isamarkuptrue%
  | 
| 
9844
 | 
     9  | 
%
  | 
| 
8749
 | 
    10  | 
\begin{isamarkuptext}%
 | 
| 
9844
 | 
    11  | 
\label{sec:InductionHeuristics}
 | 
| 
11458
 | 
    12  | 
\index{induction heuristics|(}%
 | 
| 
9844
 | 
    13  | 
The purpose of this section is to illustrate some simple heuristics for
  | 
| 
 | 
    14  | 
inductive proofs. The first one we have already mentioned in our initial
  | 
| 
 | 
    15  | 
example:
  | 
| 
 | 
    16  | 
\begin{quote}
 | 
| 
 | 
    17  | 
\emph{Theorems about recursive functions are proved by induction.}
 | 
| 
 | 
    18  | 
\end{quote}
 | 
| 
 | 
    19  | 
In case the function has more than one argument
  | 
| 
 | 
    20  | 
\begin{quote}
 | 
| 
 | 
    21  | 
\emph{Do induction on argument number $i$ if the function is defined by
 | 
| 
 | 
    22  | 
recursion in argument number $i$.}
  | 
| 
 | 
    23  | 
\end{quote}
 | 
| 
11458
 | 
    24  | 
When we look at the proof of \isa{{\isacharparenleft}xs{\isacharat}ys{\isacharparenright}\ {\isacharat}\ zs\ {\isacharequal}\ xs\ {\isacharat}\ {\isacharparenleft}ys{\isacharat}zs{\isacharparenright}}
 | 
| 
 | 
    25  | 
in \S\ref{sec:intro-proof} we find
 | 
| 
 | 
    26  | 
\begin{itemize}
 | 
| 
 | 
    27  | 
\item \isa{{\isacharat}} is recursive in
 | 
| 
 | 
    28  | 
the first argument
  | 
| 
 | 
    29  | 
\item \isa{xs}  occurs only as the first argument of
 | 
| 
 | 
    30  | 
\isa{{\isacharat}}
 | 
| 
 | 
    31  | 
\item both \isa{ys} and \isa{zs} occur at least once as
 | 
| 
 | 
    32  | 
the second argument of \isa{{\isacharat}}
 | 
| 
 | 
    33  | 
\end{itemize}
 | 
| 
 | 
    34  | 
Hence it is natural to perform induction on~\isa{xs}.
 | 
| 
9844
 | 
    35  | 
  | 
| 
 | 
    36  | 
The key heuristic, and the main point of this section, is to
  | 
| 
11458
 | 
    37  | 
\emph{generalize the goal before induction}.
 | 
| 
 | 
    38  | 
The reason is simple: if the goal is
  | 
| 
9844
 | 
    39  | 
too specific, the induction hypothesis is too weak to allow the induction
  | 
| 
10971
 | 
    40  | 
step to go through. Let us illustrate the idea with an example.
  | 
| 
9844
 | 
    41  | 
  | 
| 
11458
 | 
    42  | 
Function \cdx{rev} has quadratic worst-case running time
 | 
| 
9792
 | 
    43  | 
because it calls function \isa{{\isacharat}} for each element of the list and
 | 
| 
 | 
    44  | 
\isa{{\isacharat}} is linear in its first argument.  A linear time version of
 | 
| 
9493
 | 
    45  | 
\isa{rev} reqires an extra argument where the result is accumulated
 | 
| 
11458
 | 
    46  | 
gradually, using only~\isa{{\isacharhash}}:%
 | 
| 
8749
 | 
    47  | 
\end{isamarkuptext}%
 | 
| 
11866
 | 
    48  | 
\isamarkuptrue%
  | 
| 
9673
 | 
    49  | 
\isacommand{consts}\ itrev\ {\isacharcolon}{\isacharcolon}\ {\isachardoublequote}{\isacharprime}a\ list\ {\isasymRightarrow}\ {\isacharprime}a\ list\ {\isasymRightarrow}\ {\isacharprime}a\ list{\isachardoublequote}\isanewline
 | 
| 
11866
 | 
    50  | 
\isamarkupfalse%
  | 
| 
8749
 | 
    51  | 
\isacommand{primrec}\isanewline
 | 
| 
9673
 | 
    52  | 
{\isachardoublequote}itrev\ {\isacharbrackleft}{\isacharbrackright}\ \ \ \ \ ys\ {\isacharequal}\ ys{\isachardoublequote}\isanewline
 | 
| 
11866
 | 
    53  | 
{\isachardoublequote}itrev\ {\isacharparenleft}x{\isacharhash}xs{\isacharparenright}\ ys\ {\isacharequal}\ itrev\ xs\ {\isacharparenleft}x{\isacharhash}ys{\isacharparenright}{\isachardoublequote}\isamarkupfalse%
 | 
| 
 | 
    54  | 
%
  | 
| 
8749
 | 
    55  | 
\begin{isamarkuptext}%
 | 
| 
9792
 | 
    56  | 
\noindent
  | 
| 
11458
 | 
    57  | 
The behaviour of \cdx{itrev} is simple: it reverses
 | 
| 
9493
 | 
    58  | 
its first argument by stacking its elements onto the second argument,
  | 
| 
 | 
    59  | 
and returning that second argument when the first one becomes
  | 
| 
11458
 | 
    60  | 
empty. Note that \isa{itrev} is tail-recursive: it can be
 | 
| 
9493
 | 
    61  | 
compiled into a loop.
  | 
| 
 | 
    62  | 
  | 
| 
 | 
    63  | 
Naturally, we would like to show that \isa{itrev} does indeed reverse
 | 
| 
 | 
    64  | 
its first argument provided the second one is empty:%
  | 
| 
8749
 | 
    65  | 
\end{isamarkuptext}%
 | 
| 
11866
 | 
    66  | 
\isamarkuptrue%
  | 
| 
 | 
    67  | 
\isacommand{lemma}\ {\isachardoublequote}itrev\ xs\ {\isacharbrackleft}{\isacharbrackright}\ {\isacharequal}\ rev\ xs{\isachardoublequote}\isamarkupfalse%
 | 
| 
 | 
    68  | 
%
  | 
| 
8749
 | 
    69  | 
\begin{isamarkuptxt}%
 | 
| 
 | 
    70  | 
\noindent
  | 
| 
 | 
    71  | 
There is no choice as to the induction variable, and we immediately simplify:%
  | 
| 
 | 
    72  | 
\end{isamarkuptxt}%
 | 
| 
11866
 | 
    73  | 
\isamarkuptrue%
  | 
| 
 | 
    74  | 
\isacommand{apply}{\isacharparenleft}induct{\isacharunderscore}tac\ xs{\isacharcomma}\ simp{\isacharunderscore}all{\isacharparenright}\isamarkupfalse%
 | 
| 
 | 
    75  | 
%
  | 
| 
8749
 | 
    76  | 
\begin{isamarkuptxt}%
 | 
| 
 | 
    77  | 
\noindent
  | 
| 
11458
 | 
    78  | 
Unfortunately, this attempt does not prove
  | 
| 
 | 
    79  | 
the induction step:
  | 
| 
10420
 | 
    80  | 
\begin{isabelle}%
 | 
| 
 | 
    81  | 
\ {\isadigit{1}}{\isachardot}\ {\isasymAnd}a\ list{\isachardot}\isanewline
 | 
| 
10971
 | 
    82  | 
\isaindent{\ {\isadigit{1}}{\isachardot}\ \ \ \ }itrev\ list\ {\isacharbrackleft}{\isacharbrackright}\ {\isacharequal}\ rev\ list\ {\isasymLongrightarrow}\ itrev\ list\ {\isacharbrackleft}a{\isacharbrackright}\ {\isacharequal}\ rev\ list\ {\isacharat}\ {\isacharbrackleft}a{\isacharbrackright}%
 | 
| 
9723
 | 
    83  | 
\end{isabelle}
 | 
| 
11458
 | 
    84  | 
The induction hypothesis is too weak.  The fixed
  | 
| 
 | 
    85  | 
argument,~\isa{{\isacharbrackleft}{\isacharbrackright}}, prevents it from rewriting the conclusion.  
 | 
| 
 | 
    86  | 
This example suggests a heuristic:
  | 
| 
 | 
    87  | 
\begin{quote}\index{generalizing induction formulae}%
 | 
| 
9754
 | 
    88  | 
\emph{Generalize goals for induction by replacing constants by variables.}
 | 
| 
8749
 | 
    89  | 
\end{quote}
 | 
| 
9792
 | 
    90  | 
Of course one cannot do this na\"{\i}vely: \isa{itrev\ xs\ ys\ {\isacharequal}\ rev\ xs} is
 | 
| 
11458
 | 
    91  | 
just not true.  The correct generalization is%
  | 
| 
8749
 | 
    92  | 
\end{isamarkuptxt}%
 | 
| 
11866
 | 
    93  | 
\isamarkuptrue%
  | 
| 
 | 
    94  | 
\isamarkupfalse%
  | 
| 
13791
 | 
    95  | 
\isacommand{lemma}\ {\isachardoublequote}itrev\ xs\ ys\ {\isacharequal}\ rev\ xs\ {\isacharat}\ ys{\isachardoublequote}\isamarkupfalse%
 | 
| 
11866
 | 
    96  | 
\isamarkupfalse%
  | 
| 
 | 
    97  | 
%
  | 
| 
8749
 | 
    98  | 
\begin{isamarkuptxt}%
 | 
| 
 | 
    99  | 
\noindent
  | 
| 
9792
 | 
   100  | 
If \isa{ys} is replaced by \isa{{\isacharbrackleft}{\isacharbrackright}}, the right-hand side simplifies to
 | 
| 
11458
 | 
   101  | 
\isa{rev\ xs}, as required.
 | 
| 
8749
 | 
   102  | 
  | 
| 
11458
 | 
   103  | 
In this instance it was easy to guess the right generalization.
  | 
| 
 | 
   104  | 
Other situations can require a good deal of creativity.  
  | 
| 
8749
 | 
   105  | 
  | 
| 
 | 
   106  | 
Although we now have two variables, only \isa{xs} is suitable for
 | 
| 
11458
 | 
   107  | 
induction, and we repeat our proof attempt. Unfortunately, we are still
  | 
| 
8749
 | 
   108  | 
not there:
  | 
| 
10362
 | 
   109  | 
\begin{isabelle}%
 | 
| 
 | 
   110  | 
\ {\isadigit{1}}{\isachardot}\ {\isasymAnd}a\ list{\isachardot}\isanewline
 | 
| 
10950
 | 
   111  | 
\isaindent{\ {\isadigit{1}}{\isachardot}\ \ \ \ }itrev\ list\ ys\ {\isacharequal}\ rev\ list\ {\isacharat}\ ys\ {\isasymLongrightarrow}\isanewline
 | 
| 
 | 
   112  | 
\isaindent{\ {\isadigit{1}}{\isachardot}\ \ \ \ }itrev\ list\ {\isacharparenleft}a\ {\isacharhash}\ ys{\isacharparenright}\ {\isacharequal}\ rev\ list\ {\isacharat}\ a\ {\isacharhash}\ ys%
 | 
| 
9723
 | 
   113  | 
\end{isabelle}
 | 
| 
8749
 | 
   114  | 
The induction hypothesis is still too weak, but this time it takes no
  | 
| 
 | 
   115  | 
intuition to generalize: the problem is that \isa{ys} is fixed throughout
 | 
| 
 | 
   116  | 
the subgoal, but the induction hypothesis needs to be applied with
  | 
| 
9792
 | 
   117  | 
\isa{a\ {\isacharhash}\ ys} instead of \isa{ys}. Hence we prove the theorem
 | 
| 
8749
 | 
   118  | 
for all \isa{ys} instead of a fixed one:%
 | 
| 
 | 
   119  | 
\end{isamarkuptxt}%
 | 
| 
11866
 | 
   120  | 
\isamarkuptrue%
  | 
| 
 | 
   121  | 
\isamarkupfalse%
  | 
| 
13791
 | 
   122  | 
\isacommand{lemma}\ {\isachardoublequote}{\isasymforall}ys{\isachardot}\ itrev\ xs\ ys\ {\isacharequal}\ rev\ xs\ {\isacharat}\ ys{\isachardoublequote}\isamarkupfalse%
 | 
| 
11866
 | 
   123  | 
\isamarkupfalse%
  | 
| 
 | 
   124  | 
%
  | 
| 
9844
 | 
   125  | 
\begin{isamarkuptext}%
 | 
| 
8749
 | 
   126  | 
\noindent
  | 
| 
 | 
   127  | 
This time induction on \isa{xs} followed by simplification succeeds. This
 | 
| 
 | 
   128  | 
leads to another heuristic for generalization:
  | 
| 
 | 
   129  | 
\begin{quote}
 | 
| 
9754
 | 
   130  | 
\emph{Generalize goals for induction by universally quantifying all free
 | 
| 
8749
 | 
   131  | 
variables {\em(except the induction variable itself!)}.}
 | 
| 
 | 
   132  | 
\end{quote}
 | 
| 
11458
 | 
   133  | 
This prevents trivial failures like the one above and does not affect the
  | 
| 
 | 
   134  | 
validity of the goal.  However, this heuristic should not be applied blindly.
  | 
| 
 | 
   135  | 
It is not always required, and the additional quantifiers can complicate
  | 
| 
13081
 | 
   136  | 
matters in some cases. The variables that should be quantified are typically
  | 
| 
11458
 | 
   137  | 
those that change in recursive calls.
  | 
| 
9644
 | 
   138  | 
  | 
| 
9844
 | 
   139  | 
A final point worth mentioning is the orientation of the equation we just
  | 
| 
 | 
   140  | 
proved: the more complex notion (\isa{itrev}) is on the left-hand
 | 
| 
 | 
   141  | 
side, the simpler one (\isa{rev}) on the right-hand side. This constitutes
 | 
| 
 | 
   142  | 
another, albeit weak heuristic that is not restricted to induction:
  | 
| 
 | 
   143  | 
\begin{quote}
 | 
| 
 | 
   144  | 
  \emph{The right-hand side of an equation should (in some sense) be simpler
 | 
| 
 | 
   145  | 
    than the left-hand side.}
  | 
| 
 | 
   146  | 
\end{quote}
 | 
| 
 | 
   147  | 
This heuristic is tricky to apply because it is not obvious that
  | 
| 
 | 
   148  | 
\isa{rev\ xs\ {\isacharat}\ ys} is simpler than \isa{itrev\ xs\ ys}. But see what
 | 
| 
10971
 | 
   149  | 
happens if you try to prove \isa{rev\ xs\ {\isacharat}\ ys\ {\isacharequal}\ itrev\ xs\ ys}!
 | 
| 
 | 
   150  | 
  | 
| 
11458
 | 
   151  | 
If you have tried these heuristics and still find your
  | 
| 
10971
 | 
   152  | 
induction does not go through, and no obvious lemma suggests itself, you may
  | 
| 
 | 
   153  | 
need to generalize your proposition even further. This requires insight into
  | 
| 
11458
 | 
   154  | 
the problem at hand and is beyond simple rules of thumb.  
  | 
| 
 | 
   155  | 
Additionally, you can read \S\ref{sec:advanced-ind}
 | 
| 
10971
 | 
   156  | 
to learn about some advanced techniques for inductive proofs.%
  | 
| 
11458
 | 
   157  | 
\index{induction heuristics|)}%
 | 
| 
9844
 | 
   158  | 
\end{isamarkuptext}%
 | 
| 
11866
 | 
   159  | 
\isamarkuptrue%
  | 
| 
 | 
   160  | 
\isamarkupfalse%
  | 
| 
9722
 | 
   161  | 
\end{isabellebody}%
 | 
| 
9145
 | 
   162  | 
%%% Local Variables:
  | 
| 
 | 
   163  | 
%%% mode: latex
  | 
| 
 | 
   164  | 
%%% TeX-master: "root"
  | 
| 
 | 
   165  | 
%%% End:
  |